December 28, 2020
MIAX Emerald RC-2020-69
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
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December 28, 2020
MIAX Pearl RC-2020-66
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
December 28, 2020
MIAX Options RC-2020-78
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
MIAX Options DA 2017055996501
Notice of Letter of Consent No. 2017055996501 Credit Suisse Securities (USA) LLC
December 28, 2020
December 23, 2020
MIAX PEARL Equities PC 2020-2405
Pacer Swan SOS Moderate (December) ETF– PSMD
December 23, 2020
MIAX PEARL Equities PC 2020-2404
Pacer Swan SOS Flex (December) ETF– PSFD
December 23, 2020
MIAX PEARL Equities PC 2020-2403
Pacer Swan SOS Conservative (December) ETF –PSCX
December 23, 2020
MIAX PEARL Equities PC 2020-2402
Swan Hedged Equity US Large Cap ETF– HEGD
December 22, 2020
MIAX PEARL Equities PC 2020-2401
Invesco Select Growth ETF– IVSG
December 22, 2020
MIAX PEARL Equities PC 2020-2400
Invesco Real Assets ESG ETF– IVRA