December 02, 2024
MIAX Pearl Equities PC 2024-4029
Calamos ETF Trust- CPNQ and CPSD
Found 9580 results. Viewing 140 of 958 pages.
December 02, 2024
Calamos ETF Trust- CPNQ and CPSD
December 02, 2024
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF - DECU
December 02, 2024
Innovator ETFs Trust- KDEC, NDEC and ZDEK
Withdrawn
This filing was withdrawn on January 14, 2025 and replaced with SR-SAPPHIRE-2025-03.
November 29, 2024
Withdrawn
This filing was withdrawn on January 14, 2025 and replaced with SR-EMERALD-2025-02.
November 29, 2024
Withdrawn
This filing was withdrawn on January 14, 2025 and replaced with SR-PEARL-2025-02.
November 29, 2024
Withdrawn
This filing was withdrawn on January 14, 2025 and replaced with SR-MIAX-2025-02.
November 29, 2024
Withdrawn
This filing was withdrawn on January 23, 2025 and replaced with SR-SAPPHIRE-2025-04.
November 25, 2024
Effective / Approved
Amend Exchange Rule 1306, Branch Offices, and Rule 1308, Supervision of Accounts, to adopt Office of Supervisory Jurisdiction ("OSJ ") definition and Residential Supervisory Location ("RSL") classification based on FINRA rules.
November 25, 2024