Search

Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

AAM SLC Low Duration Income ETF- LODI

Invesco QQQ Low Volatility ETF- QQLV

Invesco Top QQQ ETF - QBIG

REX Crypto Equity Premium Income ETF - CEPI

Tema Electrification ETF- VOLT

VictoryShares Free Cash Flow Growth ETF- GFLW

iShares International Country Rotation Active ETF- CORO