May 23, 2017
MIAX Options RC-2017-25
Consolidated Audit Trail (“CAT”) Fee Dispute Resolution Rule
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Found 10240 results. Viewing 951 of 1024 pages.
MIAX Options
SR-MIAX-2017-24
Effective / Approved
Adopt Rule 1713, Consolidated Audit Trail-Fee Dispute Resolution, to establish the procedures for resolving potential disputes related to CAT fees charged to industry members.
May 23, 2017
May 19, 2017
MIAX PEARL RC-2017-40
Inclusion of Non-Routable Orders in the Managed Interest Process
MIAX Options
SR-MIAX-2017-22
Effective / Approved
Amend Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism, relating to cPRIME.
May 17, 2017
MIAX Pearl
SR-PEARL-2017-24
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.
May 16, 2017
MIAX Options
SR-MIAX-2017-23
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.
May 16, 2017
MIAX Options
SR-MIAX-2017-20
Withdrawn
Amend Rules 607, Securities Accounts and Orders of Market Makers, and 804, Automated Submission of Trade Data, to eliminate or modify duplicative CAT rules. This filing has been withdrawn on 1/9/18.
May 15, 2017
MIAX Options
SR-MIAX-2017-21
Effective / Approved
Amend Rules 301, 308, 404, 514, 1325 and 1400 to make minor corrections.
May 15, 2017
MIAX Pearl
SR-PEARL-2017-23
Withdrawn
Amend Rules 606, Securities Accounts and Orders of Market Makers, and 804, Automated Submission of Trade Data, to eliminate or modify duplicative CAT rules. This filing has been withdrawn on 1/9/18.
May 15, 2017
MIAX Options
SR-MIAX-2017-19
Effective / Approved
Amend Rules 515, Execution of Orders and Quotes, 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, and 518, Complex Orders, relating to cPRIME.
May 12, 2017