September 19, 2017
MIAX PEARL RC-2017-56
Rule Change Notice - FINRA Arbitration Rules 12100 and 13100
Found 10241 results. Viewing 944 of 1025 pages.
Effective / Approved
Amend Rule 529, Order Routing to Other Exchanges, to provide additional information in the route notification broadcast.
September 20, 2017
September 19, 2017
Rule Change Notice - FINRA Arbitration Rules 12100 and 13100
September 19, 2017
Rule Change Notice - FINRA Arbitration Rules 12100 and 13100
September 15, 2017
Market for Underlying Security used for Openings on MIAX PEARL for Symbol WDAY Effective Wednesday, September 20, 2017
September 15, 2017
Market for Underlying Security used for Openings on MIAX Options for Symbol WDAY Effective Wednesday, September 20, 2017
September 07, 2017
Consolidated Audit Trail (“CAT”) Fee Dispute Resolution Rule
September 07, 2017
Consolidated Audit Trail (“CAT”) Fee Dispute Resolution Rule
September 06, 2017
Market for Underlying Security used for Openings on MIAX PEARL for Symbol AXON Effective Wednesday, September 6, 2017
September 06, 2017
Market for Underlying Security used for Openings on MIAX Options for Symbol AXON Effective Wednesday, September 6, 2017