February 27, 2018
MIAX PEARL RC-2018-07
New Give-Up Capability
Amend the Fee Schedule to apply a fee cap on the Electronic Exchange Member Participant Identifier ("MPID") Fees
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MIAX Options
SR-MIAX-2018-09
Effective / Approved
March 01, 2018
MIAX Options
SR-MIAX-2018-08
Effective / Approved
Amend the Fee Schedule to modify certain aspects of the Monthly Trading Permit Fees and the MEI Port Fees that apply to MIAX Options Market Makers
February 28, 2018
February 27, 2018
MIAX Options RC-2018-13
New Give-Up Capability
MIAX Pearl
SR-PEARL-2018-04
Effective / Approved
Amend Rule 402, Criteria for Underlying Securities, to modify the criteria for listing an option on an underlying covered security
February 22, 2018
MIAX Options
SR-MIAX-2018-06
Effective / Approved
Amend Rule 402, Criteria for Underlying Securities, to modify the criteria for listing an option on an underlying covered security
February 22, 2018
February 22, 2018
MIAX PEARL RC-2018-06
Rule Change Notice - FINRA Arbitration Rules 12600, 12800, 13600 and 13800
February 22, 2018
MIAX Options RC-2018-12
Rule Change Notice - FINRA Arbitration Rules 12600, 12800, 13600 and 13800
MIAX Pearl
SR-PEARL-2018-05
Effective / Approved
Amend Rule 403, Withdrawal of Approval of Underlyings Securities, to specify that if an option class is open for trading solely on the Exchange, the Exchange may restrict series with open interest to closing transactions This will become operative on March 23, 2018. The implementation date will be announced by the Exchange through a Regulatory Circular.
February 21, 2018
MIAX Options
SR-MIAX-2018-07
Effective / Approved
Amend Rule 403, Withdrawal of Approval of Underlying Securities,to specify that if an option class is open for trading solely on the Exchange, the Exchange may restrict series with open interest to closing transactions
February 21, 2018