July 31, 2018
MIAX PEARL RC-2018-25
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
Found 10241 results. Viewing 928 of 1025 pages.
Effective / Approved
Amend the Fee Schedule to modify transaction fees for complex orders.
August 01, 2018
Effective / Approved
Amend the Fee Schedule to modify certain Market Maker Transaction Fees.
July 31, 2018
Withdrawn
Amend the Fee Schedule to modifiy certain network connectivity fees.
July 31, 2018
Effective / Approved
Amend the Fee Schedule to modify certain market data fees.
July 31, 2018
Withdrawn
Amend the Fee Schedule to modify certain network connectivity fees.
July 31, 2018
Effective / Approved
Amend the Fee Schedule to adopt a Complex Stock-Option Order Fee.
July 31, 2018
Withdrawn
Amend the Fee Schedule to modify the Monthly Trading Permit and the MEI Port fees. This filing was withdrawn and refiled as SR-MIAX-2018-23.
July 31, 2018
July 31, 2018
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
July 31, 2018
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
Effective / Approved
Amend Rule 518, Complex Orders, to adopt a new parity price protection for certain Complex Stock-Option strategies.
July 16, 2018