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    Found 9104 results. Viewing 90 of 911 pages.

    December 05, 2024

    MIAX Pearl Equities PC 2024-4047

    MFS Active Exchange Traded Funds Trust- MFSB, MFSG, MFSI, MFSM and MFSV

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    December 05, 2024

    MIAX Pearl Equities PC 2024-4046

    Volatility Shares Trust – CORX and WHTX

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    December 05, 2024

    MIAX Pearl Equities PC 2024-4045

    Zacks Focus Growth ETF- GROZ

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    December 05, 2024

    MIAX Sapphire RC-2024-80

    Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

    • View Document

    December 05, 2024

    MIAX Emerald RC-2024-72

    Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

    • View Document

    December 05, 2024

    MIAX Pearl RC-2024-70

    Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

    • View Document

    December 05, 2024

    MIAX Options RC-2024-73

    Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

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    December 04, 2024

    MIAX Pearl Equities PC 2024-4044

    AAM SLC Low Duration Income ETF- LODI

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    December 04, 2024

    MIAX Pearl Equities PC 2024-4043

    Invesco QQQ Low Volatility ETF- QQLV

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    December 04, 2024

    MIAX Pearl Equities PC 2024-4042

    Invesco Top QQQ ETF - QBIG

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    7 Roszel Road, Suite 1A Princeton, New Jersey 08540 (609) 897-7300
    1450 Brickell Avenue Suite 1100, 11th Floor Miami, Florida 33131
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