Found 10241 results. Viewing 875 of 1025 pages.
Effective / Approved
Amend Rule 1400, Definitions, to adopt a definition for a Complex Trade.
December 03, 2019
November 25, 2019
FINRA Arbitration Rule Change: Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
November 25, 2019
FINRA Arbitration Rule Change: Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
November 25, 2019
FINRA Arbitration Rule Change: Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020
November 13, 2019
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020.
November 13, 2019
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020.
November 13, 2019