July 31, 2018
MIAX PEARL RC-2018-25
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
Found 9645 results. Viewing 869 of 965 pages.
Withdrawn
Amend the Fee Schedule to modify the Monthly Trading Permit and the MEI Port fees. This filing was withdrawn and refiled as SR-MIAX-2018-23.
July 31, 2018
July 31, 2018
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
July 31, 2018
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance
Effective / Approved
Amend Rule 518, Complex Orders, to adopt a new parity price protection for certain Complex Stock-Option strategies.
July 16, 2018
July 12, 2018
Market for Underlying Security Used for Openings on MIAX PEARL for Newly Listed Option Class BJ Effective Friday, July 13, 2018
July 12, 2018
Market for Underlying Security Used for Openings on MIAX Options for Newly Listed Option Class BJ Effective Friday, July 13, 2018
Effective / Approved
A proposal to list and trade options on the SPIKES Index.
June 28, 2018
June 28, 2018
Opening and Intra-day Quote Width Requirements for Certain Symbols Trading on MIAX Options Extended Through, September 28, 2018
Effective / Approved
Amend Rule 602, Appointment of Market Makers, to specify the new method by which LMMs and RMMs request appointments via an Exchange approved electronic interface
June 26, 2018