Found 9645 results. Viewing 864 of 965 pages.
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, relating to the Securities Industry Essentials ("SIE") Examination
September 27, 2018
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, Rule 1301, Registration of Options Principals, and Rule 1302, Registration of Representatives relating to the Securities Industry Essentials ("SIE") Examination.
September 27, 2018
Notice of Letter of Consent No. 20140411279-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 26, 2018
September 21, 2018
Opening and Intra-day Quote Width Requirements for Certain Symbols Trading on MIAX Options Extended Through, December 31, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX PEARL for Symbol BOFI (AX) Effective Monday, October 1, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX Options for Symbol BOFI (AX) Effective Monday, October 1, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX PEARL for Symbol XON Effective Tuesday, September 25, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX Options for Symbol XON Effective Tuesday, September 25, 2018
Withdrawn
Amend the Fee Schedule to modify certain connectivity fees.
September 18, 2018
Withdrawn
Amend the Fee Schedule to modify certain network fees.
September 18, 2018