February 15, 2019
MIAX Options RC-2019-09
Market for Underlying Security Used for Openings on MIAX Options for the Newly Listed SPIKE Option Classes Effective Tuesday, February 19, 2019
Found 9645 results. Viewing 853 of 965 pages.
Withdrawn
Amend the Fee Schedule to adopt Transaction Fees and Rebates for SPIKES index options. This filing was withdrawn and refiled as SR-MIAX-2019-11.
February 15, 2019
February 15, 2019
Market for Underlying Security Used for Openings on MIAX Options for the Newly Listed SPIKE Option Classes Effective Tuesday, February 19, 2019
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019
February 13, 2019
Settlement Auction Only (SAO) Order Type Added for SPIKES
February 13, 2019
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents
February 13, 2019
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents
February 13, 2019
FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents