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Effective / Approved
Extend the filing requirements for certain supervision-related reports currently due April 1, 2020 pursuant to Exchange Rule 1308, Supervision of Accounts, currently given an extension through June 1, 2020 to June 30, 2020.
June 04, 2020
June 04, 2020
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
June 04, 2020
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
June 04, 2020
Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
June 02, 2020
Position and Exercise Limit Increases for Options on Certain Exchange-Traded Funds
June 02, 2020
Position and Exercise Limit Increases for Options on Certain Exchange-Traded Funds
June 02, 2020
Position and Exercise Limit Increases for Options on Certain Exchange-Traded Funds
June 01, 2020
Amended Filing Extension - MIAX Rule 1308 Annual Reports
June 01, 2020
Amended Filing Extension - MIAX Rule 1308 Annual Reports