June 24, 2020
MIAX Options RC-2020-31
Opening and Intra-day Quote Width Requirements and MIAX Order Monitor Settings for Certain Symbols Trading on MIAX Options and MIAX Emerald Extended Through Wednesday, September 30, 2020
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MIAX Options
SR-MIAX-2020-19
Effective / Approved
Amend Rule 518, Complex Orders, to exclude cPRIME Orders from the Complex MIAX Options Price Collar Protection; and Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, to remove the provision that precluded last priority in allocation from being available for cPRIME Agency Orders.
June 22, 2020
MIAX Options
SR-MIAX-2020-18
Effective / Approved
Amend Chapter XVII, Consolidated Audit Trail Compliance Rules, to be consistent with certain exemptions from the CAT NMS Plan as well as to facilitate the retirement of certain existing regulatory systems.
June 22, 2020
MIAX Pearl
SR-PEARL-2020-07
Effective / Approved
Amend Rule 1014, Imposition of Fines for Minor Rule Violations, to add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules.
June 18, 2020
MIAX Options
SR-MIAX-2020-17
Effective / Approved
Amend Rule 1014, Imposition of Fines for Minor Rule Violations, to add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules.
June 18, 2020
June 15, 2020
MIAX Emerald RC-2020-27
Update to Trading of Complex Orders on MIAX Emerald
June 15, 2020
MIAX Options RC-2020-30
Trading of Complex Orders on MIAX Options
MIAX Options
SR-MIAX-2020-16
Effective / Approved
Amend Rule 518, Complex Orders, to adopt a new Complex Attributable Order Type.
June 12, 2020
June 10, 2020
MIAX PEARL RC-2020-24
Maximum Differential for the MIAX PEARL Order Monitor for Certain Symbols Beginning June 11, 2020
MIAX Options DA 2018057173402
Notice of Letter of Consent No. 2018057173402 Susquehanna Investment Group
June 10, 2020