April 18, 2024
MIAX Pearl RC-2024-19
Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
Found 7485 results. Viewing 8 of 749 pages.
April 18, 2024
Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
April 18, 2024
Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
Effective / Approved
Amend MIAX Pearl Options Rule 404, Series of Options Contracts Open for Trading, to amend the Short Term Option Series Program to permit the listing of Tuesday and Thursday expirations for IWM.
April 17, 2024
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to amend the Short Term Option Series Program to permit the listing of Tuesday and Thursday expirations for IWM.
April 17, 2024
April 16, 2024
Simplify Exchange Traded Funds- NXTV and NXTI
Effective / Approved
Amend the Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
Effective / Approved
Amend the MIAX Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
Effective / Approved
Amend Rule 313, Other Restrictions on Options Transactions and Exercises and Rule 700, Exercise of Option Contracts, to adopt additional clarifying rule text.
April 12, 2024