December 29, 2020
MIAX PEARL Equities PC 2020-2408
AdvisorShares Q Dynamic Growth ETF– QPX
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December 29, 2020
MIAX PEARL Equities PC 2020-2407
AdvisorShares Q Portfolio Blended Allocation ETF– QPT
December 28, 2020
MIAX PEARL Equities PC 2020-2406
Gotham Enhanced 500 ETF – GSPY
MIAX Emerald
SR-EMERALD-2020-21
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
MIAX Pearl
SR-PEARL-2020-36
Effective / Approved
Amend Exchange Rule 3100, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
MIAX Options
SR-MIAX-2020-42
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
December 28, 2020
MIAX Options RC-2020-80
Implementation Delay of Complex Order Functionality
MIAX Pearl DA 2018057169610
Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC
December 28, 2020
MIAX Options DA 2018057169608
Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC
December 28, 2020
December 28, 2020
MIAX Pearl RC-2020-67
Maximum Differential for the MIAX Pearl Order Monitor for Certain Option Classes Extended through March 31, 2021