December 29, 2020
MIAX PEARL Equities PC 2020-2412
Simplify Volt Pop Culture Disruption ETF– VPOP
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December 29, 2020
MIAX PEARL Equities PC 2020-2411
Simplify Volt Fintech Disruption ETF– VFIN
December 29, 2020
MIAX PEARL Equities PC 2020-2410
Simplify Volt Cloud and Cybersecurity Disruption ETF– VCLO
December 29, 2020
MIAX PEARL Equities PC 2020-2409
Simplify Volt RoboCar Disruption and Tech ETF– VCAR
December 29, 2020
MIAX PEARL Equities PC 2020-2408
AdvisorShares Q Dynamic Growth ETF– QPX
December 29, 2020
MIAX PEARL Equities PC 2020-2407
AdvisorShares Q Portfolio Blended Allocation ETF– QPT
December 28, 2020
MIAX PEARL Equities PC 2020-2406
Gotham Enhanced 500 ETF – GSPY
MIAX Emerald
SR-EMERALD-2020-21
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
MIAX Pearl
SR-PEARL-2020-36
Effective / Approved
Amend Exchange Rule 3100, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
MIAX Options
SR-MIAX-2020-42
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020