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Effective / Approved
Amend Exchange Rule 3100, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
December 28, 2020
Implementation Delay of Complex Order Functionality
Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC
December 28, 2020
Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC
December 28, 2020
December 28, 2020
Maximum Differential for the MIAX Pearl Order Monitor for Certain Option Classes Extended through March 31, 2021
December 28, 2020
Opening and Intra-day Quote Width Requirements and MIAX Order Monitor Settings for Certain Symbols Trading on MIAX Options and MIAX Emerald Extended Through Wednesday, March 31, 2021
December 28, 2020
Opening and Intra-day Quote Width Requirements and MIAX Order Monitor Settings for Certain Symbols Trading on MIAX Options and MIAX Emerald Extended Through Wednesday, March 31, 2021
December 28, 2020
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
December 28, 2020
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees