MIAX Pearl DA-2021070475701
Notice of Letter of Consent No. 2021070475701 Apex Clearing Corporation
April 20, 2023
This filing was withdrawn on June 16, 2023 and replaced with SR-MIAX-2023-25.
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MIAX Options
SR-MIAX-2023-18
Withdrawn
April 20, 2023
MIAX Emerald DA-2021069249707
Notice of Letter of Consent No. 2021069249707 Susquehanna Securities, LLC
April 20, 2023
MIAX Pearl DA-2021069249708
Notice of Letter of Consent No. 2021069249708 Susquehanna Securities, LLC
April 20, 2023
MIAX Options DA 2021069249706
Notice of Letter of Consent No. 2021069249706 Susquehanna Securities, LLC
April 20, 2023
April 20, 2023
MIAX Pearl Equities RC-2023-10
Amendment of Exchange Rule 2622 to Establish Common Procedures for Halting and Resuming Trading in Equity Securities
April 20, 2023
MIAX Pearl Equities RC-2023-09
FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP
April 20, 2023
MIAX Emerald RC-2023-19
FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP
April 20, 2023
MIAX Pearl RC-2023-18
FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP
April 20, 2023
MIAX Options RC-2023-21
FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP