October 13, 2021
MIAX Pearl Equities PC 2021-2701
First Trust Multi-Manager Small Cap Opportunities ETF– MMSC
Found 9398 results. Viewing 444 of 940 pages.
October 13, 2021
First Trust Multi-Manager Small Cap Opportunities ETF– MMSC
Effective / Approved
Amend Rule 2622, Limit Up-Limit Down Plan and Trading Halts, to extend the Pilot related to the Market-wide Circuit Breaker until March 18, 2022.
October 12, 2021
Effective / Approved
Amend the Fee Scherdule to adopt a SPIKES Options Market Maker Incentive Program.
October 12, 2021
October 11, 2021
iShares USD Bond Factor ETF - USBF
Withdrawn
This filing was withdrawn on November 1, 2021.
October 07, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adjust the Options Regulatory Fee ("ORF").
October 07, 2021
Effective / Approved
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF").
October 07, 2021
October 08, 2021
Simplify Health Care ETF - PINK
October 06, 2021
Alerian Galaxy ETF Funds- BLKC, SATO