October 13, 2021
MIAX Pearl Equities PC 2021-2701
First Trust Multi-Manager Small Cap Opportunities ETF– MMSC
Found 9141 results. Viewing 418 of 915 pages.
Withdrawn
This filing was withdrawn on December 10, 2021 and replaced with SR-EMERALD-2021-44.
October 14, 2021
Effective / Approved
Amend the Fee Schedule to establish a policy relating to billing errors.
October 14, 2021
Withdrawn
This filing was withdrawn on December 10, 2021 and replaced with SR-MIAX-2021-62.
October 14, 2021
October 13, 2021
First Trust Multi-Manager Small Cap Opportunities ETF– MMSC
Effective / Approved
Amend Rule 2622, Limit Up-Limit Down Plan and Trading Halts, to extend the Pilot related to the Market-wide Circuit Breaker until March 18, 2022.
October 12, 2021
Effective / Approved
Amend the Fee Scherdule to adopt a SPIKES Options Market Maker Incentive Program.
October 12, 2021
October 11, 2021
iShares USD Bond Factor ETF - USBF
Withdrawn
This filing was withdrawn on November 1, 2021.
October 07, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adjust the Options Regulatory Fee ("ORF").
October 07, 2021