November 16, 2022
MIAX Pearl Equities PC 2022-3078
Hartford Disciplined US Equity ETF – HDUS
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November 16, 2022
MIAX Pearl Equities RC-2022-14
FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
November 16, 2022
MIAX Emerald RC-2022-64
FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
November 16, 2022
MIAX Pearl RC-2022-60
FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
November 16, 2022
MIAX Options RC-2022-71
FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
November 16, 2022
MIAX Pearl Equities PC 2022-3077
Alpha Architect High Inflation and Deflation ETF- HIDE
MIAX Pearl
SR-PEARL-2022-51
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the amount and calculation of the Monthly Trading Permit fees for Market Makers.
November 15, 2022
November 15, 2022
MIAX Pearl Equities PC 2022-3076
Federated Hermes U.S. Strategic Dividend ETF- FDV
November 15, 2022
MIAX Pearl Equities PC 2022-3075
Dimensional Global Sustainability Fixed Income ETF- DFSB
November 15, 2022
MIAX Pearl Equities PC 2022-3074
US Treasury 12 Month Bill ETF- OBIL