November 15, 2024
MIAX Pearl Equities PC 2024-4008
Stance Sustainable Beta ETF – STSB
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November 14, 2024
MIAX Sapphire RC-2024-73
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 14, 2024
MIAX Pearl Equities RC-2024-15
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 14, 2024
MIAX Emerald RC-2024-65
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 14, 2024
MIAX Pearl RC-2024-63
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 14, 2024
MIAX Options RC-2024-66
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 14, 2024
MIAX Pearl Equities PC 2024-4007
Dimensional Emerging Markets ex China Core Equity ETF – DEXC
November 13, 2024
MIAX Pearl Equities PC 2024-4006
Janus Henderson Income ETF- JIII
November 13, 2024
MIAX Pearl Equities PC 2024-4005
iShares LifePath Target Date 2070 ETF- ITDJ