October 31, 2023
MIAX Pearl Equities PC 2023-3433
Defiance R2000 Enhanced Options Income ETF - IWMY
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October 31, 2023
MIAX Pearl Equities PC 2023-3432
First Trust Emerging Markets Human Flourishing ETF - FTHF
October 31, 2023
MIAX Pearl Equities PC 2023-3431
NEOS ETF Trust- AMZP, GOOP and MSFY
October 31, 2023
MIAX Emerald RC-2023-53
New Option Class Included in the MIAX Penny Interval Program Effective November 1, 2023
October 31, 2023
MIAX Pearl RC-2023-52
New Option Class Included in the MIAX Penny Interval Program Effective November 1, 2023
October 31, 2023
MIAX Options RC-2023-59
New Option Class Included in the MIAX Penny Interval Program Effective November 1, 2023
October 31, 2023
MIAX Pearl Equities RC-2023-16
FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
October 31, 2023
MIAX Pearl RC-2023-51
FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
October 31, 2023
MIAX Emerald RC-2023-52
FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
October 31, 2023
MIAX Options RC-2023-58
FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations