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Option Underlying Pause Timer and Opening Process

Compliance with Section 11(a) of the Securities Exchange Act of 1934, as Amended (the “Act”)

Xtrackers Artificial Intelligence and Big Data ETF- XAIX

Neuberger Berman Core Equity ETF- NBCR

Innovator International Developed Power Buffer ETF August- IAUG

Calamos S&P 500 Structured Alt Protection ETF- August – CPSA

Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF- GPRF

Octane All-Cap Value Energy ETF – OCTA

Innovator ETFs Trust – KAUG, NAUG and ZAUG