November 07, 2024
MIAX Emerald RC-2024-62
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
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November 07, 2024
MIAX Pearl RC-2024-60
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
November 07, 2024
MIAX Options RC-2024-63
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
Miami International Holdings Reports Trading Results for October 2024; Multiple Options & Equities Exchanges Report Record Volumes
November 06, 2024
MIAX Pearl Equities PC 2024-3997
Principal International Equity ETF– PIEQ
MIAX Emerald DA-2022074101006
Notice of Letter of Consent No. 2022074101006 Morgan Stanley & Co., LLC
November 05, 2024
MIAX Pearl DA-2022074101007
Notice of Letter of Consent No. 2022074101007 Morgan Stanley & Co., LLC
November 05, 2024
November 04, 2024
MIAX Pearl Equities PC 2024-3996
BNY Mellon Dynamic Value ETF- BKDV
MIAX Futures Onyx Functionality
MIAX Pearl
SR-PEARL-2024-51
Effective / Approved
Amend MIAX Pearl Equities Rule 2300, Supervision, with certain changes by FINRA to its Rule 3110 to permit eligible Members to participate in FINRA’s remote inspections program and to adopt FINRA’s Residential Supervisory Location classification.
November 01, 2024