Regulatory Alert

MIAX Sapphire

September 05, 2025 | 02:03 PM

MIAX Sapphire Options Exchange - Reminder for Trading Floor Participants - Electronic Filing of Annual Reports

As described in MIAX Sapphire Options Exchange Regulatory Circular 2025-04, the filing of MIAX Sapphire Rule 803 Audits annual reports are done on the electronic filing platform available via FINRA’s Firm Gateway. FINRA’s Firm Gateway (https://firms.finra.org) is a portal that provides consolidated access to various FINRA regulatory systems.

For more information please refer to the following Regulatory Circular:

Other confidential or financial member firm filings may be sent to:
MembershipCORE@miaxglobal.com
 
FINRA Firm Gateway technical questions may be directed to FINRA’s technical support group at (301) 869-6699.
 
Further questions may be directed to the Exchange’s Membership Department at MembershipCORE@miaxglobal.com or (609) 423-8433.