Regulatory Alert, Trading Alert
MIAX Pearl
August 28, 2025 | 10:41 AM
SEC Approval - Amended Codes of Arbitration Procedure to Add FINRA Rules 12808 and 13808 (Accelerated Processing) for Qualified Parties
On August 21, 2025, the SEC approved FINRA’s amended Codes of Arbitration Procedure for Customer Disputes and Industry Disputes to accelerate arbitration proceedings for parties based on their age or health.
For more information, please see the following Regulatory Circulars:
MIAX Options Exchange Regulatory Circular 2025-63
MIAX Pearl Options Exchange Regulatory Circular 2025-65
MIAX Emerald Options Exchange Regulatory Circular 2025-62
MIAX Pearl Equities Exchange Regulatory Circular 2025-10
MIAX Sapphire Options Exchange Regulatory Circular 2025-65.
Direct Regulatory inquiries to Regulatory@miaxglobal.com or (609) 897-7309.