Trading Alert

MIAX Pearl Equities

September 14, 2020 | 03:57 PM

Business Continuity and Disaster Recovery Plans Testing Requirements for Designated Members

For calendar year 2020, MIAX PEARL Equities (the “Exchange”) will designate at least three Equity Members on the Exchange who have a meaningful percentage of trading volume in NMS Stocks across the other equity exchanges to participate in the October 24, 2020 Business Continuity and Disaster Recovery Plans Test.  The Exchange will notify Members designated under this provision no later than September 30, 2020.

Please refer to MIAX PEARL Equities Regulatory Circular 2020-04 for more details.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.