Regulatory Alert, Trading Alert
MIAX Pearl Equities
July 02, 2026 | 11:30 AM
MIAX Pearl Equities - Amendments to Remove Requirement to Distribute Information Circulars Prior to Commencement of Trading UTP Exchange Traded Products
MIAX Pearl Equities has amended Rule 2900 to cease distributing an information circular prior to the commencement of trading in each UTP Exchange Traded Product. Also, MIAX Pearl Equity Members must begin to provide each purchaser of UTP Exchange Traded Products with a written description of the terms and characteristics of those securities, no later than the time a confirmation of the first transaction in such securities is delivered to such purchaser.
Please refer to the following Regulatory Circular for more information:
Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.