Regulatory Alert, Trading Alert
MIAX Emerald
April 02, 2025 | 03:29 PM
Order Instituting Proceedings - FINRA Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Changes to the Arbitrator List Selection Process
On March 10, 2025, the SEC instituted proceedings to approve or disapprove FINRA's proposal to amend the Codes of Arbitration Procedure for Customer Disputes and Industry Disputes to make changes to certain provisions relating to arbitrator list selection.
Please refer to the following Regulatory Circulars for more information:
- MIAX Options RC 2025-22
- MIAX Pearl Options RC 2025-22
- MIAX Emerald Options RC 2025-22
- MIAX Sapphire Options RC 2025-22
- MIAX Pearl Equities RC 2025-04